Who We Are
GNSN Consulting was created from a desire to deliver high-quality, pragmatic compliance support to firms of all sizes — not just those with the largest budgets or those already facing regulatory pressure.
Compliance works best when it partners with a business early and consistently. When support is accessible and proportionate, disruption is reduced and better outcomes are achieved for firms and their clients.
Leadership
Gary Nicholls
Director & Consultant
Gary has extensive experience supporting regulated firms across the financial services sector. He has seen first-hand the value compliance can create when it is embedded, forward-looking, and aligned with commercial objectives.
GNSN Consulting exists to support businesses and their clients through clear advice, practical solutions, and honest engagement.
Experience
Regulatory Change
Interpreting and designing solutions for regulatory change (e.g. Consumer Duty, MIFID II, SMCR, IFPR).
Regulatory Advice
Providing guidance to client-facing and operational teams on day-to-day queries
Advice Frameworks
Designing and implementing file review frameworks covering Investment and Retirement Advice as well as Investment Management
Complaints
Handling client complaints and undertaking root cause analysis to identify remediation required
Risk Management, Monitoring and Assurance
Performing and designing assurance and control assessments, implementing solutions for day-day risk management
Acquisitions
Conducting due diligence within acquisition processes, understanding what 'good' looks like and understanding what 'acquirers' are looking for
Sectors Covered
Financial Advice
Investment Management
Fund Management
Private Banking
Let's Talk
If you'd like to discuss how GNSN Consulting can support your business, we'd be happy to have an initial conversation.
Contact Us